Howden compliance chief calls for simple approach to FCA visits
Brokers should not volunteer additional information on top of what is initially requested when faced with a visit by the Financial Conduct Authority, says Howden's head of risk and compliance.
Speaking at an Advantage Regulation forum, Suneeta Padda shared Howden's experience of being the first firm to be reviewed by the FCA.
Padda, who once worked at the Financial Services Authority and is
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