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Rules of engagement.

As the industry becomes subject to more and more regulation, HR departments need to keep abreast of the rules governing key staff and also work to manage the related risks effectively, warn Sara Russoff and Mike Vincent.

The Financial Services and Markets Act is now fully operational,
imposing new and demanding responsibilities on the senior staff of all
authorised firms.


Chief executives and senior managers must

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Axa Partners hit with FCA limitations

Following the Which? super complaint, the Financial Conduct Authority has told Axa Partners UK it cannot grow its current customer base without written permission from the regulator.

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