Exemptions to the rule?
To seek exemption or not is the big question currently facing brokers, as statutory regulation by the Financial Services Authority draws nearer and another consultation paper hits their desks. Oliver Lodge tries to provide a straight answer to this perplexing issue.
The publication last week of the Financial Services Authority's draftconduct of business rules for insurance intermediaries (CP 187), which
contained feedback on the earlier consultation paper (CP
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